Head of Compliance (100%)

Permanent employee, Full-time · Liechtenstein, Hybrid

About the job

We are seeking a dedicated and experienced Head of Compliance to lead our Compliance Department and manage a team of Compliance Officers, starting immediately or at a mutually agreed-upon date. In this role, you will report directly to the Chief Compliance & Legal Officer (CLCO). The Head Compliance is responsible for handling all compliance matters of Celsion Finance on a day-to-day basis and supporting the CLCO in all compliance / GRC related matters. You will advise and support our business units in fulfilling the full range of compliance obligations of a digital asset bank. You will play an integral role within our Legal and Compliance department and serve as a key driver in positioning Celsion for success at the intersection of traditional finance and digital assets. Your ability to manage complex schedules, facilitate internal processes, and maintain a high level of professionalism will be key to heading our compliance department and helping position Celsion as a leader in the fintech industry.


Your responsibilities
  • Leads and is responsible for the Compliance Department.
  • Oversees compliance and GRC matters of the business in day-to-day operations.
  • Defines and manages the Company’s GRC management system in line with the Company’s business plan, notably to ensure the secure and compliant exchange of digital assets.
  • Drafts and reviews policies and procedures in the compliance area and manages the Company’s policy management system.
  • Provides periodic compliance reports to the Board and Management in line with legal and regulatory requirements as well as the Company’s internal regulations (e.g., annual compliance risk assessment).
  • Provides training to the Company’s Board, Management, and staff on compliance matters.
  • Ensures compliance with all relevant legal and regulatory requirements (such as SPG, SPV, WPDG, WPDV, BankGBankV, FATCA, CRS, CARF, FMA guidelines, EU regulations, etc.) and related functions.
  • Provides advice to account management and senior management on AML/CTF and other compliance-related aspects.
  • Provides guidance and executes compliance-related GRC assessments, checks, and controls.
  • Responsible for client onboarding checks as well as regular KYC and PEP reviews in accordance with the applicable regulatory and internal framework.
  • Responsible for tax reporting, client and counterparty onboarding, client interactions, crypto forensics, and transaction monitoring; makes precise assessments and draws the right conclusions for follow-up activities.
  • Responsible for preparing suspicious activity reports for the SFIU and acts as MLRO Officer.
  • Cooperates with internal and external auditors as well as with the FMA.
What you offer
  • Masters of Law, Business Law or equivalent from a reputable Swiss / Liechtenstein or EU- University.
  • At least 10 years of professional experience in Compliance within a bank in Liechtenstein, Switzerland, Germany, or Austria is required, preferably with exposure to crypto services.
  • Experienced in standard GRC, AML/KYC, and crypto forensic tools.
  • Experience in a fintech environment with touchpoints in digital assets, blockchain, and cryptocurrencies.
  • Profound knowledge and experience in the Liechtenstein / Swiss regulatory framework for financial services and exposure to FMA/FINMA.
  • Excellent leadership, interpersonal, and communication skills, with the ability to interact professionally and confidently across all levels of the organization and with external partners.
  • High level of professionalism, integrity, and service orientation, particularly when dealing with confidential matters.
  • Excellent judgement, strong analytical skills, structured and clear communication, business pragmatism, and teamwork.
  • Proven experience as a compliance leader within a bank subject to FMA or FINMA regulation and supervision, with regular exposure to senior management.
  • Advanced proficiency in Microsoft Office tools (Outlook, Word, PowerPoint, Excel), with the ability to produce high-quality documents and presentations.
  • Fluent in German and English, both written and spoken, is requiredadditional languages are a plus.
What we offer
  • A responsible, trustworthy and senior role where you are instrumental in shaping our financial practices and policies, driving efficiency, and playing a key role in the development of Celsion's growth and success.
  • Short decision-making processes and the opportunity to actively contribute in a fast-paced environment, offering significant scope for professional development and impact.
  • Collaborative, professionaland growth-oriented entrepreneurial culture with excellent development opportunities.
  • Competitive compensation, professional development prospects, and a chance to be at the forefront of transforming the financial landscape.
Contact

Please apply for this exciting opportunity by sending your application to jobs@celsion-finance.com.

About us
Celsion Finance is a pioneering force in the digital assets space, offering a seamless blend of traditional financial services and innovative crypto solutions. As a trusted partner for professional clients, corporates and financial intermediaries, we are committed to setting new standards for the digital age. We empower our clients by providing secure, scalable and user-centric financial solutions that integrate the latest in blockchain technology and digital asset management. Celsion Finance has applied for a banking license in Liechtenstein. 
We look forward to seeing you!
Thank you for your interest in Celsion Finance AG. Please fill out the following short form. If you have any difficulties uploading your data, please contact us by email at jobs@celsion-finance.com.
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